Account Maintenance Purpose Guide the operations of ongoing account maintenance in brokerage and advisory firms. Covers address and contact changes, beneficiary updates, account re-registration and re-titling, cost basis management, account restrictions and holds, standing instructions, and lifecycle events (marriage, divorce, death, incapacity). Enables designing and operating efficient account maintenance processes that satisfy regulatory requirements while minimizing operational risk. Layer 12 — Client Operations (Account Lifecycle & Servicing) Direction both When to Use - Processing a cli…