Advertising Compliance — Investment Marketing & Communications Purpose Ensure investment advertising and marketing communications comply with the SEC Marketing Rule, FINRA Rule 2210, and related regulatory requirements. This skill covers performance advertising constraints, testimonial and endorsement disclosures, social media supervision, third-party ratings, recordkeeping obligations, and current SEC enforcement priorities. Layer 9 — Compliance & Regulatory Guidance Direction prospective When to Use - Reviewing or drafting marketing materials for an investment adviser or broker-dealer - Pre…