Investment Suitability Purpose Guide the assessment of investment suitability obligations under FINRA rules and related standards. This skill covers the three suitability obligations, the required customer profile elements, product-specific suitability concerns, household-level considerations, and enforcement patterns — enabling a user or agent to identify where suitability problems may arise in recommendation workflows. Layer 9 — Compliance & Regulatory Guidance Direction prospective When to Use - Evaluating whether a recommendation is suitable for a specific customer - Designing recommendat…