Privacy and Data Security Purpose Guide the design, implementation, and operation of privacy and data security programs for SEC-registered investment advisers, broker-dealers, investment companies, and other financial services firms. This skill covers Regulation S-P (privacy of consumer financial information), Regulation S-ID (identity theft prevention), SEC cybersecurity rules and examination expectations, incident response requirements, state privacy law intersections, vendor and third-party risk management, data governance, and employee training obligations. Layer 9 — Compliance & Regulato…